Steps to become registered Investment Advisor

Posted on July 27, 2014 by Timeless Investor

Interactive Brokers LLC provides me very detailed steps on how to become a registered Investment Advisor.here are the details

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After become a RIA, the structure of doing business is as follow,

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By following the above steps, I plan to finish Series Exam in 1.5 month, become a RIA in 3 months this year.

 

 

About Timeless Investor

My name is Samual Lau. I am a long-term value investor and a zealous disciple of Ben Graham. And I am a MBA graduated in May 2010 from Carnegie Mellon University. My concentrations are Finance, Strategy and Marketing.
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